-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CsDp9z18NEoqYyRwciiaPZkWoghSLqaNtC7KUxnRGXmjzcRR0ADgNE1YTzi48ahy kwSVjtbeDmWmAIpdE7tRQg== 0000904211-97-000037.txt : 19970522 0000904211-97-000037.hdr.sgml : 19970522 ACCESSION NUMBER: 0000904211-97-000037 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19970521 SROS: NASD GROUP MEMBERS: DAVIS JEROME H GROUP MEMBERS: SUSAN B. DAVIS SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: COMMUNITY INVESTORS BANCORP INC CENTRAL INDEX KEY: 0000930277 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 341779309 STATE OF INCORPORATION: OH FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-48114 FILM NUMBER: 97612472 BUSINESS ADDRESS: STREET 1: 119 S SANDUSKY AVE CITY: BUCYRUS STATE: OH ZIP: 44820 BUSINESS PHONE: 4195627055 MAIL ADDRESS: STREET 1: 119 S SANDUSKY AVE CITY: BUCYRUS STATE: OH ZIP: 44820 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DAVIS JEROME H CENTRAL INDEX KEY: 0000904211 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 11 BALDWIN FARMS NORTH CITY: GREENWICH STATE: CT ZIP: 06831 BUSINESS PHONE: 2036221177 MAIL ADDRESS: STREET 1: 11 BALDWIN FARMS NORTH CITY: GREENWICH STATE: CT ZIP: 06831 SC 13D 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (Rule 13d-101) Under the Securities Exchange Act of 1934 (Amendment No. ) Community Investors Bancorp, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 203719 10 9 (CUSIP Number) Jerome H. Davis c/o David M. Perlmutter, Esq. 200 Park Ave., Suite 4515, New York, NY 10166 (212) 986-4900 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) April 22, 1997 (Date of Event Which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1 (b)(3) or (4), check the following box / /. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. (Continued on following pages) _________________________ 1 The remainder of this cover page shall be filled out for a reporting person's initial filing of this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 9 Pages CUSIP No. 203719 10 9 _________________________________________________________________ 1. Name of Reporting Person Jerome H. Davis _________________________________________________________________ S.S. or I.R.S. Identification ###-##-#### No. of Above Person _________________________________________________________________ 2. Check the Appropriate Box (a)______ if a Member of a Group (b)___X__ (See Instructions) _________________________________________________________________ 3. SEC Use Only _________________________________________________________________ 4. Source of Funds (See Instructions) PF _________________________________________________________________ 5. Check Box if Disclosure of Legal Proceedings is Required / / Pursuant to Items 2(d) or 2(e) _________________________________________________________________ 6. Citizenship or Place of Organization United States _________________________________________________________________ Number of 7. Sole Voting Power 14,000 Shares 8. Shared Voting Beneficially Power 31,100* Owned by 9. Sole Dispositive Each Report- Power 14,000 ing Person 10. Shared Dispositive with Power 31,100* _________________________________________________________________ 11. Aggregate Amount Beneficially Owned by Each Reporting Person 45,100* _________________________________________________________________ 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain / / Shares (See Instructions) _________________________________________________________________ 13. Percent of Class Represented by amount in Row (11) 7.12% _________________________________________________________________ 14. Type of Reporting Person IN (See Instructions) _________________________________________________________________ * See Items 5(a) and 5(b) of this Statement. Page 2 of 9 Pages CUSIP No. 203719 10 9 _________________________________________________________________ 1. Name of Reporting Person Susan B. Davis _________________________________________________________________ S.S. or I.R.S. Identification ###-##-#### No. of Above Person _________________________________________________________________ 2. Check the Appropriate Box (a)______ if a Member of a Group (b)___X__ (See Instructions) _________________________________________________________________ 3. SEC Use Only _________________________________________________________________ 4. Source of Funds (See Instructions) PF _________________________________________________________________ 5. Check Box if Disclosure of Legal Proceedings is Required / / Pursuant to Items 2(d) or 2(e) _________________________________________________________________ 6. Citizenship or Place of Organization United States _________________________________________________________________ Number of 7. Sole Voting Power -0- Shares 8. Shared Voting Beneficially Power 45,100* Owned by 9. Sole Dispositive Each Report- Power -0- ing Person 10. Shared Dispositive with Power 45,100* ________________________________________________________________ 11. Aggregate Amount Beneficially Owned by Each Reporting Person 45,100* _________________________________________________________________ 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain / / Shares (See Instructions) _________________________________________________________________ 13. Percent of Class Represented by amount in Row (11) 7.12% _________________________________________________________________ 14. Type of Reporting Person IN (See Instructions) _________________________________________________________________ * See Items 5(a) and 5(b) of this Statement. For purposes of this Statement Susan B. Davis may be deemed, pursuant to Rules 13d-3(a)(1) and 13d-3(a)(2) under the Securities Exchange Act of 1934, as amended, to be the beneficial owner of 14,000 shares of the Company's Common Stock, par value $.01 per share, held in the name of her husband, Jerome H. Davis. Page 3 of 9 Pages Item 1. SECURITY AND ISSUER. The class of equity securities to which this Statement on Schedule 13D (this "Statement") relates is the Common Stock, par value $.01 per share ("Common Stock") of Community Investors Bancorp, Inc., an Ohio corporation ("Community") with its principal executive offices located at 119 South Sandusky Avenue, Bucyrus Ohio 44820. Item 2. IDENTITY AND BACKGROUND. (a) This Statement is jointly filed by Susan B. Davis and Jerome H. Davis, wife and husband. (b) Residence: 11 Baldwin Farms North, Greenwich, Connecticut 06831. (c) Mrs. Davis is an investor in antiques operating out of her home. Mr. Davis is a self-employed investment analyst and works out of his home. (d) During the last five years, neither Mr. Davis nor Mrs. Davis have been convicted in a criminal proceeding (excluding traffic or similar misdemeanors). (e) During the last five years, neither Mr. Davis nor Mrs. Davis has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceedings was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, Federal or state securities laws or finding any violation with respect to such laws. (f) Mr. Davis and Mrs. Davis are each citizens of the United States. Item 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. Within the past sixty (60) days, Mr. and Mrs. Davis paid an aggregate of $365,862.50 for an aggregate of 21,100 shares of Common Stock owned by them. All such shares were purchased in over-the-counter transactions through standard brokerage accounts maintained by Mr. and Mrs. Davis. All such shares were purchased with personal funds of Mr. and Mrs. Davis. Mr. and Mrs. Davis previously maintained a Schedule 13D Statement regarding Community, which they amended on November 14, 1996 to reflect that their beneficial ownership in Community had decreased to below 5% of the outstanding shares of Common Stock. Page 4 of 9 Pages Item 4. PURPOSE OF TRANSACTION. Mr. and Mrs. Davis have acquired the shares of Common Stock for investment and without any purpose of changing or influencing the control of Community. Consistent with this purpose, Mr. Davis routinely monitors the performance of companies in which he and Mrs. Davis invest through the review of their periodic financial statements and reports, and intends to do so with regard to Community. In connection therewith, Mr. Davis sometimes engages in oral and written communications with the officers and directors of a company to discuss his views on its performance. Such communications may include suggestions regarding ways to enhance company performance and increase shareholder value. In the past, Mr. Davis has engaged in such communications with the officers and directors of Community and, to the extent he deems appropriate, may engage in further communications with the officers and directors of Community. Other than as described above, Mr. and Mrs. Davis do not have any plan or proposal which relates to or would result in any of the actions enumerated in Item 4 of Schedule 13D, except that Mr. and Mrs. Davis may dispose of some or all of the Common Stock or may acquire additional shares of Common Stock, from time to time, depending upon price and market conditions, evaluation of alternative investments, and other factors. Item 5. INTEREST IN SECURITIES OF THE ISSUER. (a) The aggregate number of shares of Common Stock beneficially owned by Mr. and Mrs. Davis for the purposes of this Statement is 45,100 shares representing 7.12 percent of the outstanding shares of Common Stock, based on 633,146 shares of Common Stock disclosed by Community as outstanding on May 9, 1997. Of such shares, 14,000 (2.21%) are held in the name of Mr. Davis and 31,100 (4.91%) are held in the name of Mr. and Mrs. Davis. (b) (i) Subject to the matters referred to in paragraph (a) hereof, Mr. Davis has the sole power to vote or direct the vote and sole power to dispose or direct the disposition of the 14,000 shares of Common Stock owned by him, and shared power to vote or direct the vote and shared power to dispose or direct the disposition of the 31,100 shares of Common Stock jointly owned by him and Mrs. Davis. (ii) Subject to the matters referred to in paragraphs (a), and (b)(i) hereof, Mrs. Davis has shared power to vote or direct the vote and shared power to dispose or direct the disposition of the 31,100 shares of Common Stock jointly owned by her and Mr. Davis, and may be deemed to have shared power to vote or direct the vote and shared power to dispose or direct the disposition of the 14,000 shares of Common Stock owned by Mr. Davis. Page 5 of 9 Pages (c) A description of all transactions in the shares of Common Stock which have been effected by Mr. and/or Mrs. Davis within the past sixty (60) days is set forth in Schedule A attached hereto and is incorporated herein by reference. (d) and (e) - Not applicable. Item 6. CONTRACTS, ARRANGEMENTS, UNDERTAKINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. There are no relevant contracts, arrangements, undertakings or relationships between Mr. and/or Mrs. Davis (except that Mr. Davis and Mrs. Davis are husband and wife and Mr. Davis generally directs Mrs. Davis' investment decisions with respect to any of the securities) and/or with any other person with respect to any securities of Community. Item 7. MATERIALS TO BE FILED AS EXHIBITS. 1. Joint Filing Agreement between Jerome H. Davis and Susan B. Davis. Page 6 of 9 Pages Signature. After reasonable inquiry and to the best knowledge and belief of the undersigned, the undersigned certify that the information set forth in this statement is true, complete and correct. 5/12/97 Jerome H. Davis Date (Signature) 5/12/97 Susan B. Davis Date (Signature) Page 7 of 9 Pages Schedule A Information with Respect to Transactions in the Common Stock of Community Investors Bancorp, Inc. by Jerome H. Davis and Susan B. Davis
Date of No. of Shrs Price Per Shr Where How Transa- Purchased (excl. commis- Trans- Trans- tion (Sold) sions) acted acted Jerome H. and Susan B. Davis: 1. 3/21/97 6,000 $17.25 OTC * 2. 4/22/97 3,000 17.375 OTC * 3. 5/5/97 2,700 17.375 OTC * 4. 5/6/97 7,400 17.375 OTC * 5. 5/9/97 2,000 17.375 OTC * __________________________________ * Transaction effected in the over-the-counter market ("OTC") through a standard brokerage account maintained by Mr. and/or Mrs. Davis.
Page 8 of 9 Pages EX-99 2 Exhibit 1 JOINT FILING AGREEMENT Each of the undersigned agrees that the Statement, including amendments, on Schedule 13D relating to shares of Common Stock of Community Investors Bancorp, Inc. to which this Agreement is attached is being filed on behalf of each of the undersigned. 5/12/97 Jerome H. Davis Date (Signature) 5/12/97 Susan B. Davis Date (Signature) Page 9 of 9 Pages -----END PRIVACY-ENHANCED MESSAGE-----